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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Greenfield Allison 4218 NE 2ND AVENUE MIAMI, FL 33137 |
X |
/s/ Allison Greenfield | 12/23/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Unit consists of one share (each, a "Share") of common stock and one warrant exercisable to purchase one share of common stock at an exercise price of $11.50 per share. |
(2) | The reporting person filed an amendment (the "Amendment") on August 6, 2021 to a Form 4 filed December 18, 2020, which Amendment inadvertently included 10,000 shares of common stock (the "Additional Shares") held directly by the reporting person in the aggregate number of shares of common stock underlying Units held indirectly by the reporting person through Leviathan Group, LLC. |
(3) | Represents Shares owned by Leviathan Group, LLC. Ms. Greenfield has voting and dispositive power over the shares and a pecuniary interest in the shares. |
(4) | The Amendment inadvertently included the Additional Shares and the 4,616 shares of common stock underlying Units indirectly held by the reporting person through Leviathan Group, LLC in the number of shares of common stock indirectly held by the reporting person through Leviathan Group, LLC. |