UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cardboard Box LLC 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X | |||
CP7 Warming Bag, L.P. 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X | |||
CP7 Management, L.L.C. 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X | |||
Dahnke Scott Arnold 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X | |||
Chu James Michael 599 WEST PUTNAM AVENUE GREENWICH, CT 06830 |
X |
/s/ Matthew Leeds, for Cardboard Box LLC, By: Matthew Leeds, its Vice President | 11/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ Scott A. Dahnke, for CP7 Warming Bag, L.P., By: CP7 Management, LLC, its general partner, By: Scott A. Dahnke, its managing member | 11/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ Scott A. Dahnke, for CP7 Management, LLC, By: Scott A. Dahnke, its managing member | 11/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ J. Michael Chu | 11/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ Scott A. Dahnke | 11/15/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: The securities are directly held by Cardboard Box LLC ("Cardboard Box"). CP7 Warming Bag, L.P. ("CP7 Warming Bag") serves as the majority member of Cardboard Box. CP7 Management, LLC ("CP7 Management") is the general partner of CP7 Warming Bag, and Scott Dahnke and J. Michael Chu are the managing members of CP7 Management. Each of the Reporting Persons disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |